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Lesson 12
Chord Functions and Modes

  1. Modes of the Major scale
  2. Chord Functions
  3. Sure Thing (Song)
  4. Why (Song)
  5. Improvisation - Overview
  6. The Woodshed - Overview
  7. Quiz and Quiz Answers
  8. Practice Materials

    Digital Patterns

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Im 12.1 - Modes of the Major scale

A mode can be described as a 'displaced scale'.
We have already dealt with the Mixolydian mode, the Dorian mode and the Aeolian mode (or 'natural minor scale') which are all displaced major scales. There are 7 notes in a major scale. Therefore there are also 7 modes of the major scale (including the major scale itself).

Here are the seven modes generated from the C major scale. The different sound that each mode represents is the result of the shifting positions of the two semitones in each mode.

Audio 12.1
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Each mode has a Tonic chord that is one of the seven scale-tone chords of the major scale (as shown in the right collumn). These are the original seven modes of the seven-tone music system (now our white notes on the keyboard) of the ancient Greek era. The names are from Mediterranean regions where each mode came from.

In our modern twelve-tone music system (which includes all black notes on the keyboard) the modes have been transposed to all 12 keys.

The seven modes that start with the tonic note 'C' for example are :

Audio 12.2
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  • The C Dorian mode is derived from the Bb major scale starting on the second note 'C', and Cm7 is the IIm7 scale-tone chord of the Bb major scale.

  • The C Phrygian mode is derived from the Ab major scale starting on the third note 'C', and Cm7 is the IIIm7 scale-tone chord of the Ab major scale.

  • The C Lydian mode is derived from the G major scale starting on the fourth note 'C', and Cmaj7 is the IVmaj7 scale-tone chord of the G major scale.

    and so on
From the above we can conclude that :

MAJOR 7TH CHORDS
The Cmaj7 chord is the scale-tone 7th chord of two major scales (C and G). It can therefore also have two functions : as a Imaj7 chord or as a IVmaj7 chord.

Cmaj7 is the tonic chord for two modes, the C Ionian mode (major scale) and the C Lydian mode.

DOMINANT 7TH CHORDS
The C7 chord is the scale-tone 7th chord of only one major scale (F). It can therefore also have one function : as a V7 chord.

C7 is the tonic chord for only one major scale mode, the C Mixolydian mode.
(But it also is the Tonic chord for the V mode of the harmonic minor scale!)

MINOR 7TH CHORDS
The Cm7 chord is the scale-tone 7th chord of three major scales (Bb, Eb and Ab). It can therefore also have three functions : as a IIm7 chord, a IIIm7 chord or as a VIm7 chord.

Cm7 is the tonic chord for three modes, the C Dorian mode, the C Phrygian mode and the C Aeolian mode.

HALF DIMINISHED CHORDS
The Cø chord is the scale-tone 7th chord of only one major scale (Db). It can therefore also have one function : as a VIIø chord.

Cø is the tonic chord for only one major scale mode, the C Locrian mode.
(But it also is the Tonic chord for the II mode of the harmonic minor scale)

The above conclusions are of course valid for ANY CHORD in ANY KEY.

Here is a sentence to help you remember the order of the modes :

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Im 12.2 - Chord Functions

It is important to understand the modes and the mode / chord relationships. But usually the function of a chord is quite clear cut. In most cases it can be regarded as part of :

a major key : IIm7 - V7 - IΔ

or (less common)

a minor key : IIø - V7 - Im7


Take this approach even when the chord is quite isolated.


In some cases the chord progression represents the whole or a part (other than II-V-I) of the scale-tone chord progression of the major scale.

IVΔ - VIIø - IIIm7 - VIm7 - IIm7 - V7 - IΔ (- IVΔ)

Example 1.
When there are 2 or 3 minor chords in Circle of 5ths order they represent a segment of above progression :

(IIIm7) - VIm7 - IIm7


In such case play the III Phrygian mode over IIIm7, the VI Aeolian mode over VIm7 and the II Dorian mode over IIm7. This sounds perhaps more difficult than it is, for all three modes use the same notes. Think therefore of using the II Dorian mode over all three chords.

Example 2.
Likewise when 2 major chords occur together they often represent :

IΔ - IVΔ

Here use the I major scale over Imaj7 and the IV Lydian mode over IVmaj7. (Which again boils down to using the Imaj7 scale over both chords.)

Here follow some general guidelines :

  1. The major 7th chord is usually a Imaj7 chord : use the major scale.
    im1204.gif

  2. The dominant 7th chord is always a V7 chord : use the Mixolydian mode. im1205.gif

  3. The minor 7th chord is usually a IIm7 chord : use the Dorian mode.
    (If it is a Im7 chord of a IIø - V7 - Im7 : still use the Dorian mode.) im1206.gif

  4. The half diminished chord is a VIIø chord when it is followed by a minor chord : use the Locrian mode
    (The Locrian mode is derived from the major scale 1 semitone above.
    For example the F# Locrian mode is the G major scale startion on F#)

    The half diminished chord is a IIø chord when it is followed by a dominant chord : use the Harmonic minor scale one tone lower.
    im1207.gif

  5. The diminished 7th chord is in most cases a passing chord. Use chord tones.
    (Or the 8-note diminished scale)

GENERAL COMMENT
The general guide rules above are only abandonned when there are larger scale-tone chord segments involved. These can be spotted very easily.

Take for example Hey There or Street Dance. Playing Dorian modes here over all minor chords and the major scale over the F chord sounds most odd and inappropriate. Also in these scale-tone chord songs you do not need to think about all the modes involved. Simply focus on the parent major scale and the chord tones as they go by, and the modes will look after themselves.

IN RECAP

  1. Audio 12.3 : Major 7th chords -----> Major scale (or Lydian mode)

  2. Audio 12.4 : Dominant 7th chords -----> Mixolydian modes (or harmonic minor a 5th down)

  3. Audio 12.5 : Minor 7th chords -----> Dorian modes (unless associated with other minor chords)

  4. Audio 12.6 : Half diminished chords -----> Locrian mode (or Harmonic minor a tone down)


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Im 12.3 - Sure Thing (Song)

Sure Thing is a 32 bar song in ABAC format. Treat all chords as per above instructions.

  • Major 7th chords -----> major scale

  • Dominant 7th chords -----> Mixolydian modes

  • Minor 7th chords -----> Dorian modes
Play a C major scale over C6 (C E G A).     Play a C Dorian mode over Cm6 (C Eb G A)

Audio 12.7
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Im 12.4 - Why (Song)

'Why' is a 32 bar song in ABAC format. Treat all chords as per above instructions.

  • Major 7th chords -----> major scale

  • Dominant 7th chords -----> Mixolydian modes

  • Minor 7th chords -----> Dorian modes
Audio 12.8
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Im 12.5 - Improvisation - Overview

We have dealt in this Course with the two essential aspects of improvisation : tone selection and phrasing.
Continue to work on the following elements.

A. Tone Selection

  1. Use of chord tones : L1.5

  2. Use of scale tones or tones of the appropriate mode : L2.4

  3. Use of critical tones, distinguishing one scale from the next one : L5.6 - L6.4

  4. Focus on essential chord tones, the 3rd and 7th of the chord, (and also the 9th), and their use as starting and ending notes of a phrase : L8.4

  5. Use of guide tone lines ( consisting of chord tones and important melody tones) to provide meaningful direction in a solo, especially over monotonousor difficult chord passages : L9.5
B. Phrasing
  1. Alternate high activity (short notes) with low activity (long notes and rests) : L1.4c

  2. Use of accents on downbeats 2 and 4 and all offbeats positions : L6.4a

  3. Use of triplet quavers : L3.3a

  4. Selecting different starting and ending points for phrases : L7.5 - L8.4

  5. Use of dynamics (crescendo, decrescendo) and articulation (staccatos, tenudos, slurred passages). Articulation of the last note of a phrase : L6.4a

  6. Variation of phrase length. Phrase across 'natural' phrase ending points every 4 bars, and across the end of a chorus : L11.5

Keep working on these aspects and your improvisation will improve immensely.

Use as main vehicles for your improvisation practice :
  1. The 12 bar Blues in G, C, F and Bb (concert key)

  2. IIm7 - V7 - IΔ in all major keys

  3. IIø - V7(b9) - Im7 in all minor keys.
It is impossible to absorb everything at once. Do work on all 12 keys, but focus in the beginning most of your efforts on the easier keys : A - D - G - C - F - Bb. Then gradually extend your range.


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Im 12.6 - The Woodshed - Overview

We have focussed in this Course on :

  1. Seventh chords : L3.4 - L4.5

  2. Major scale : L1.9 - L2.6

  3. Mixolydian mode : L5.7 - L6.5

  4. Dorian mode : L7.6 - L8.6

  5. Harmonic minor scale : L9.6

  6. IIm7 - V7 - IΔ : L10.6

  7. IIø - V7 - Im7 : L11.6

    To the above selection you can add the :

  8. Major pentatonic scale

  9. Minor pentatonic scale

  10. Blues scale

Digital Patterns
Once you are comfortable in playing a scale over a 2 octave range, practise them using digital patterns.
For example :
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You can use the Major scale Play-along track with 8 bars in each key, or use the special Play-along Library for Digital patterns.

Here is the 1231 - 2342 pattern in music notation :
Audio 12.9
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You can also go up and down over 2 octaves playing the pattern in semiquavers (1/16 notes).

Here is the 1324 - 3546 pattern

Audio 12.10
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Six Digital patterns you should learn


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Im 12.7 - Quiz

  1. Unscramble these II-V-Is and place the chords in a logical order.
    1. G7   BbΔ   Cm7   CΔ   F7   Dm7
    2. Ab7   DΔ   Ebm7   A7 DbΔ   Em7
    3. Fm7   AΔ   Gø   B7   C7   E7
    4. CΔ   Dm7   Bb7   Fø   Ebm7   G7
    5. B7   Am7   CΔ   F#ø   GΔ   D7   Em


  2. Write down the Dorian modes for these chords.
    1. Dm7
    2. Am7
    3. Bbm7
    4. Fm7
    5. F#m7


  3. Write the Mixolydian modes for these chords.
    1. F7
    2. F#7
    3. A7
    4. Bb7
    5. E7


  4. Write out the Locrian modes for these chords.
    1. F#ø


  5. What scale do you use for improvisation over each of the chords in these
    progressions.
    1. Gm7 - C7 - FΔ
    2. Dm7 - C7 - Fm7
    3. Aø - D7 - Gm7
    4. Cm7 - Fm7 - Bb7
    5. E7 - AΔ - DΔ
    6. Am7 - D7 - G7
    7. Eø - A7 - DΔ
    8. B7 - E7 - A7


  6. Write out the II-V-Is in the following keys.
    1. F major
    2. Db major
    3. G minor
    4. A major
    5. D minor

Quiz ANSWERS



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Im 12.8 Practice Materials

Sure Thing Lead sheet Bb Eb Melody & Impro Play-along
Swapping 4s
Why Lead sheet Bb Eb Melody & Impro Play-along
Digital Patterns Patterns 1 & 2 Patterns 3 & 4 Patterns 5 & 6
Metronome Play-long Library
Rulers Basic Advanced
Jazz Harmony Dial


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Copyright © 1997 - 2007 Michael Furstner.